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Who Regulates Swap Dealers? [Solved]

the Securities and Exchange Commission Under this framework, the Securities and Exchange Commission regulates security-based swaps, the Commodity Futures Trading Commission regulates swaps, and the two agencies jointly regulate mixed swaps.5 Feb 2020

New Regulation of Swap Transactions by US and Non US Banks Under Dodd-Frank Act

What are the SEC and CFTC registration requirements for "

What are Swaps? Financial Derivatives Tutorial

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What is Dodd-Frank? | CNBC Explains

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